Washington, D.C.  20549








Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): March 27, 2020



Progenics Pharmaceuticals, Inc.

(Exact Name of Registrant as Specified in Charter)







(State or other jurisdiction
of incorporation)


(Commission File Number)


(IRS Employer
Identification No.)






One World Trade Center, 47th Floor, New York, New York 10007

 (Address of Principal Executive Offices)                     (Zip Code)






Registrant’s telephone number, including area code:  (646) 975-2500


Not Applicable

(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, par value $0.0013


The Nasdaq Stock Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).


Emerging growth company ☐ 


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 5.02

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers


On March 27, 2020, David W. Mims, 57, was appointed Interim Chief Financial Officer of Progenics Pharmaceuticals, Inc. (the “Company”), effective immediately. Mr. Mims will continue to serve as Interim Chief Executive Officer of the Company, which position he has held since November 2019. There will be no change in Mr. Mims’ current compensation as Interim Chief Executive Officer a result of his assumption of the additional role of Interim Chief Financial Officer.


There is no arrangement or understanding between Mr. Mims and any other person pursuant to which Mr. Mims was appointed as Interim Chief Financial Officer and Mr. Mims has no direct or indirect interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K. No family relationship exists between Mr. Mims and any other director or executive officer of the Company. The information required to be disclosed pursuant to Item 401(e) of Regulation S-K is incorporated herein by reference to Item 5.02 of the Company’s Current Report on Form 8-K filed on November 15, 2019.






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.






/s/ David W. Mims


David W. Mims


Interim Chief Executive Officer and Interim Chief

Financial Officer


Date: April 1, 2020